Harvard Law Faculty Commits to Open Access to Scholarship

I’ve been sitting on this post for what seems like an eternity, but the news embargo has been lifted, and we’re all free to share the fantastic news from Harvard Law School, where the faculty voted unanimously to provide open access to faculty scholarship in an online repository. This makes Harvard the nation’s first law school to make a public commitment to principles of open access (although such policies are well known in the scientific and engineering communities, where they have been driven by astronomical [and still rising] journal subscription fees).

Details of the motion come from the peerless John Palfrey, the new head of the Harvard Law Library who has served for several years as the Executive Director of the Berkman Center for Internet & Society. JP’s blog post has the full text of the motion, but the key provisions are:

“Each Faculty member grants to the President and Fellows of Harvard College permission to make available his or her scholarly articles and to exercise the copyright in those articles. More specifically, each Faculty member grants to the President and Fellows a nonexclusive, irrevocable, worldwide license to exercise any and all rights under copyright relating to each of his or her scholarly articles, in any medium, and to authorize others to do the same, provided that the articles are not sold for a profit. The policy will apply to all scholarly articles authored or co-authored while the person is a member of the Faculty except for any articles completed before the adoption of this policy and any articles for which the Faculty member entered into an incompatible licensing or assignment agreement before the adoption of this policy.”

As John Willinsky has explained, open access is a force multiplier for scholarship: it correlates with increased influence (as measured by citations) and broader scholarly impact as compared with work published only in closed or proprietary fora. Harvard’s move thus makes sense from the perspective of deepening HLS faculty members’ (no doubt already considerable) influence in each of the scholarly domains in which they publish. But open access is the right policy even for reasons that have nothing to do with personal or institutional self-interest, of course. At some level, open access is preferable simply because it’s the right thing to do: it’s part of the public service mission of every university (especially, but not exclusively, for public universities like my own) to pass the benefits of faculty research along to the public at large. I personally think that there’s also something valuable about preventing scholarship from becoming more of an echo chamber than it already is — that open access actually ultimately makes for better research, although I confess that that’s just my anecdotal impression based on nothing in particular.

Individual faculty members whose colleagues aren’t quite ready to follow Harvard’s example and adopt an institutional commitment to open access aren’t left without options, of course. Tim Wu’s Keep Your Copyrights is full of advice to non-IP-specialist authors to help ensure that they don’t needlessly waive the rights in their own works that are necessary to permit republication in open-access fora. The Open Access Law Program is another resource, one that aims to provide guidance to authors and law journals alike. The OALP maintains a list of law reviews that have formally adopted open access principles, although the list is hardly the end of the story — I had no difficulty persuading a journal not on the OALP’s list to publish my forthcoming piece under a Creative Commons license, for example.

For more on the news from Harvard, see:

Payless and the Terrible, Horrible, No Good, Very Bad Day

The Oregonian reports that Adidas won an astronomical $305 million trademark infringement verdict against discount retailer Payless Shoes this morning. Trademark blogger Marty Schwimmer can’t think of another infringement verdict even close to this size, and neither can I. Most trademark litigators would consider any case worth more than $25 million a very big one.

Payless lost most of its key legal arguments in a set of pretrial rulings back in February, as Rebecca Tushnet explained at the time. But even if one might have predicted an Adidas victory at that point, I think its magnitude is pretty surprising. It doesn’t look like this award is vulnerable to a due process attack in the vein of BMW v. Gore and State Farm, however, because the punitive damages appear to have been calculated to represent double the Payless profits attributable to the infringement ($30.6 million in actual damages, $137 million in profits, and $137 million in punitive damages). In those cases, by contrast, the ratio of punitive to actual damages was many times greater (145:1 in State Farm).

The dispute centers on 268 different Payless sneakers with parallel stripes. (Images here.) Adidas has a trademark for three parallel stripes on the side of a shoe. The jury found that all but one of the Payless versions, with various numbers of stripes on the side, infringed on that trademark.

Some might consider those stripes a pretty basic aspect of sneakers. I remember all my sneakers as a kid looking like that, and I think they were usually Keds. Indeed, one of my 4-year-old daughter’s favorite books, Alexander and the Terrible, Horrible, No Good, Very Bad Day, written in 1972, illustrates the point very nicely (sign into Amazon here for the image):

So then we went to the shoestore to buy some sneakers. Anthony chose white ones with blue stripes. Nick chose red ones with white stripes. I chose blue ones with red stripes but then the shoe man said, We’re all sold out. They made me buy plain old white ones, but they can’t make me wear them. … It was a terrible, horrible, no good, very bad day.

I think the Payless attorneys know just how you feel, Alexander. (”The jury found that stripes on sneakers identify Adidas as their source in the public mind, and I still have to pay the lawyers, and now we have to file the post-verdict motion to set aside the damages and then the appeal. And I have to wear my railroad train pajamas, and I hate my railroad train pajamas.”)

[Cross-posted on Concurring Opinions]

U.S. Hotels in China to Filter the ‘Net?

Sen. Sam Brownback (R-KS) claims that U.S. hotel chains in China are being pressed to install filtering software to control what material guests access on-line. Having the Olympic Games in China this summer helpfully focuses attention on the country’s Internet censorship regime - arguably the most sophisticated in the world. That said, I’m a bit dubious about this charge. China doesn’t need help with surveillance and blocking; the state’s system takes care of that largely at the network backbone. The only issue I can see is that if these hotels have an unfiltered pipe to the broader ‘Net, China might want that connection to be more closely controlled. Would China go to the trouble for that, given the possible media backlash if this came out? I’m not so sure.

If you’re interested in these issues, I recommend highly the new book Access Denied, by my former colleagues Ron Deibert, John Palfrey, Rafal Rohozinski, and Jonathan Zittrain at the OpenNet Initiative. It’s a great, and timely, read.

Crawford and ID Creep

Thanks to the Concurring Opinions gang for inviting me back for another visit!

I will leave it to the likes of the incredible Rick Hasen and SCOTUSBlog’s Lyle Deniston — among many, many others — to talk about the important election law elements of Monday’s Supreme Court decision on voter identification in Crawford v. Marion County Election Board. But if you are a hammer everything is a nail, and if you are a privacy scholar every newspaper story is about privacy. And the privacy implications here are rather clear.

Quite appropriately, the case was briefed, argued, and decided on the basis of the burden that Indiana’s identification requirements placed (or didn’t place) on the right to vote. The seminal cases were Harper v. Virginia Board of Elections, which held the poll tax unconstitutional, and its progeny. Other key sources cited in the opinions included the Carter-Baker Commission report and two recent federal electoral reform statutes, the motor voter law and the Help America Vote Act. The burdens considered by both the lead opinion and the dissents were pragmatic ones, largely monetary cost and inconvenience.

What about privacy burdens?

Election law doctrine does not leave much room for their consideration. In other contexts, identification requirements are viewed as potential privacy intrusions. The continuing controversy and the backlash in state legislatures against the federal Real ID Act (see, e.g., here and here) is one such area. Likewise, the 2004 decision in Hiibel, though it upheld state “stop-and-identify” laws allowing police officers to demand that a suspect disclose his or her name, was also analyzed primarily as a privacy issue.

But in Crawford, there is no mention of the privacy impact of turning voting into yet another important activity that you cannot accomplish without “showing your papers.” And since it is now basically impossible to board an aircraft, enter a federal building, or cash a check without showing ID, voter ID requirements become just another event in an accelerating trend toward an ID society.

I’m not necessarily saying that Crawford was wrongly decided. But it is remarkable that “ID creep” has played such a small role in both the legal argument and the news coverage related to this controversial case. Indeed, I suspect that crabwise movement toward a de facto ID requirement, through individual rules that necessitate ID in more and more settings, is worse than a straightforward debate on a national ID card. Great Britain is going through that debate now (see, e.g., here and here); if the end result is a true national ID then at least all the arguments for and against will be fully aired. Just a thought.

[Cross-posted at Concurring Opinions.]

Guest Blogging on Concurring Opinions

I will be a guest blogger at Concurring Opinions this month. I will cross-post anything to do with info/law here — and perhaps some things that are too geeky will get posted here and not there!

N.J. Constitution Requires Subpoena for ISP Data

The New Jersey Supreme Court issued a unanimous decision on Monday ruling that the state’s constitution goes further than the United States Constitution by requiring a warrant before the government can obtain subscriber information from an information service provider (such as linking a name to an IP address). Under controlling Fourth Amendment precedent, individuals have no expectation of privacy in subscriber data held by their ISP. This decision continues the Garden State’s tradition of rejecting a “third party doctrine” under its state constitution. Under that widespread doctrine, applicable in federal court and most states, financial records that are held by your bank or logs of the telephone numbers you’ve dialed that are held by the phone company are unprotected — because they are held by third parties, no longer in your sole control. New Jersey had previously rejected the doctrine in the context of bank and telephone records. While many states track federal constitutional law in this area, there is a bewildering array of caveats and exceptions.

According to the Newark Star-Ledger, this is the first time a state Supreme Court has ruled that ISP records are private. Nevada and Minnesota both have statutes to that effect, however. And, as Ars Technica warns, changing technology may undermine the logic of the New Jersey ruling:

The justices say that IP addresses are sufficiently anonymous to justify privacy protection because, theoretically, only the Internet service provider can identify who is associated with a specific IP address. … [T]hat could change if the technology ever evolves in a manner that makes it easy for individuals to identify who is associated with an IP address.

Moreover, the effect is limited in two significant respects: it will not apply in federal court, and it isn’t difficult for the police to meet the requirements to get a warrant. That may be the right balance, however: enough judicial supervision to constitute a speed bump and prevent irresponsible dragnet investigations, but not so much that it really impedes criminal investigations.

Hannah Montana Bill Advances

The Minnesota State House has passed the “Hannah Montana bill”, 119-12. The proposed legislation, which I discussed last month, bans software that jumps the queue at Ticketmaster and other sites that sell event tickets. The state Senate passed a slightly different version of the bill easrlier this month, and now must consider the House changes.

What are the Best/Worst “Remixes” of Public Domain Works?

My new project involves examining legal protections for the public domain under United States copyright law. There’s a doctrinal component to that — what does the law say? — as well as a normative component — why should we care? It’s that latter question that I’ve been noodling around lately.

Anyone who looks for indications that copyright policymakers in the United States (including both Congress and the federal bench) share the belief, held by many legal academics, that a robust public domain is necessary to foster future creative production, is bound to be a little surprised: the evidence is actually fairly equivocal that Congress and the courts actually hold any such view. Even the language Congress and the courts employ seems, if anything, to be skeptical of the value of the public domain: it’s routine to speak of works “falling into” the public domain, which conjures to mind somebody clutching the ledge of a tall building, hanging on for dear life: quick, that work is about to fall! Won’t somebody save it?

The broadest judicial recognition of the value of the public domain that I’m aware of comes from Judge Kozinski’s memorable dissenting opinion in White v. Samsung Electronics, 989 F.2d 1512 (9th Cir. 1993), which wasn’t even a copyright case:

Overprotecting intellectual property is as harmful as underprotecting it. Creativity is impossible without a rich public domain. Nothing today, likely nothing since we tamed fire, is genuinely new: Culture, like science and technology, grows by accretion, each new creator building on the works of those who came before. Overprotection stifles the very creative forces it’s supposed to nurture.

Id. at 1513. Later, Judge Kozinski continued:

To paraphrase only slightly Feist Publications, Inc. v. Rural Telephone Service Co., 499 U.S. 340 (1991), it may seem unfair that much of the fruit of a creator’s labor may be used by others without compensation. But this is not some unforeseen byproduct of our intellectual property system; it is the system’s very essence. Intellectual property law assures authors the right to their original expression, but encourages others to build freely on the ideas that underlie it. This result is neither unfair nor unfortunate: It is the means by which intellectual property law advances the progress of science and art. We give authors certain exclusive rights, but in exchange we get a richer public domain. The majority ignores this wise teaching, and all of us are the poorer for it.

Id. at 1517.

I’d like to be able to illustrate Judge Kozinski’s point for skeptical colleagues and friends by citing specific examples of particularly noteworthy works of art that are based on public domain source materials — in simplest terms, I’m interested in contemporary remixes of public domain works. (I appreciate that this is a narrower conception of the influence of the public domain on later creators than Judge Kozinski is actually talking about, but it makes for relatively comprehensible examples.) So, for example, we might say that West Side Story is thought to be a pretty effective transformation of Romeo and Juliet: it takes Shakespeare’s public domain play and makes of it something new, different, and by some measures at least, better.

The problem, of course, is that many remixes don’t remotely improve on the artistic value of the original. I’ve yet to meet anyone competently acquainted with both The Iliad and Troy who sees much worth in the latter. (Which is not to say that a dynamite modern retelling of The Iliad couldn’t be written; one of my old English profs, among others, has done so.) I was a kid during the disco era, during which it seemed like A Fifth of Beethoven was playing constantly; but that work, too, has not exactly held its own against the better-known public domain original. And you can probably think of others.

What are your nominees for the best/worst remixes of public domain works?

Challenge to Facebook’s Trademark

Most readers probably know about the bitter lawsuit against Mark Zuckerburg, the controversial founder of Facebook, alleging that he stole the idea for the wildly successful social-networking site from other Harvard students who had hired the young geek to write code for a similar site, eventually unveiled as ConnectU. I never knew whom to believe in that fight; the claim seemed potentially credible but there was a he said/they said element that made it hard to tell. Anyway, the New York Times reported last month that the antagonists were in confidential settlement talks, and I assume will reach a resolution.

Tuesday, another dispute about the site’s origins surfaced, this time over Facebook’s trademark. (The company actually has pursued many related marks.) Aaron Greenspan, a different Harvard classmate of Zuckerburg’s uninvolved in the ConnectU case, has filed a petition with the Patent and Trademark Office to cancel the FACEBOOK mark. (UPDATE: Copy posted here by Marty Schwimmer.) Greenspan claims that the term “FACEBOOK” is generic for the kind of photo directory that many schools have published annually for years, and so cannot serve as a trademark. (At my undergraduate alma mater, Carleton College, and now at the University of Minnesota Law School where I teach, it is known as a “Zoobook” — is that just a Minnesota thing?) A generic term for an item — the very name of the thing described –cannot be a trademark.

I have not seen the petition, but based on what I know this new claim seems like a total loser. FACEBOOK might be descriptive of a certain kind of photo directory, but at a minimum it seems the term also (by now) carries widespread secondary meaning as an identifier for Zuckerburg’s site. That’s good enough for trademark status. This looks like an attempted shakedown of a now-successful company. (Techdirt is similarly unimpressed.)

The most interesting aspect of this story is Greenspan’s explanation for why he is suing, at the end of an Associated Press article:
Read more…

Can States Copyright Their Statutes?

Via Boing Boing comes a story about the State of Oregon asserting copyright over its official codification of state laws, the Oregon Revised Statutes. The state’s Office of Legislative Counsel has been sending out C&Ds to groups like Justia and public.resource.org, demanding that they take down their copies of the state laws. The groups are responding with letters of their own arguing that the statutes are in the public domain as a matter of federal copyright law and that Oregon state law allows them to be freely reproduced. My analysis after the break. Read more…

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